If you've been exploring the Malaysian stock market, you've likely come across structured warrants — one of the most actively traded instruments on Bursa Malaysia. In 2024, the average daily trading value of structured warrants more than doubled, surging from RM56 million to RM123 million. Clearly, more Malaysian traders are discovering the power of structured warrants.

But what exactly are structured warrants? How do they differ from company warrants or options? And should you be trading them?

As someone who spent 15 years at Bursa Malaysia heading Investor Education, and before that worked as a structured products and derivatives trader at OCBC Bank, I've seen structured warrants from every angle — as a product developer, a regulator, and a trader. In this guide, I'll break down everything you need to know in plain language.

What Are Structured Warrants?



Structured warrants (also called structured warrants or 结构性凭单 in Chinese) are financial derivatives listed on Bursa Malaysia that give the holder the right — but not the obligation — to buy or sell an underlying asset at a predetermined price (called the exercise price or strike price) before or on a specified expiry date.

The key characteristics that define structured warrants in Malaysia:

  • Issued by third parties — Structured warrants are issued by qualified financial institutions such as investment banks (e.g., Macquarie, Kenanga, RHB, CIMB, Maybank, Hong Leong), NOT by the underlying company itself
  • Cash-settled at expiry — Unlike company warrants, structured warrants are settled in cash. No shares change hands. If your warrant is "in the money" at expiry, you receive the cash difference
  • Short-term instruments — Structured warrants typically have a lifespan of 3 to 12 months. They are designed for short-term trading, not long-term holding
  • Leveraged exposure — Because warrants cost a fraction of the underlying share price, they offer leveraged exposure to price movements
  • Limited downside — Your maximum loss is the premium you paid. You can never lose more than your initial investment
"Structured warrants are one of the best trading instruments on Bursa Malaysia. Essentially, buying and selling structured warrants is trading the expected short-term price movement of the underlying asset." — Warren Mak, Nanyang Siang Pau column

How Do Structured Warrants Work on Bursa Malaysia?

Structured warrants on Bursa Malaysia work through a market maker system. Here's the mechanism:

  1. Issuance: A financial institution (the issuer) creates and lists structured warrants on Bursa Malaysia, specifying the underlying asset, strike price, expiry date, and conversion ratio
  2. Market Making: The issuer acts as a market maker, continuously providing buy and sell prices to ensure liquidity. This is critical — market makers buy and sell based on their market-making obligations, not based on their views of the underlying stock
  3. Trading: You buy and sell structured warrants through your normal stock trading account (CDS account), just like buying shares
  4. Settlement: At expiry, if the warrant is "in the money," you receive the cash settlement automatically. If it's "out of the money," the warrant expires worthless

Currently, there are 6 warrant issuers in Malaysia. However, only two — Macquarie and Kenanga — provide price matrices to help traders evaluate fair pricing. This is an important consideration when choosing which structured warrants to trade.

Call Warrants vs Put Warrants

There are two types of structured warrants in Malaysia:

Call Warrants (认购权证)

A call warrant gives you the right to buy the underlying asset at the strike price. Call warrants increase in value when the underlying asset's price rises. Use call warrants when you're bullish — when you expect the stock or index to go up.

Put Warrants (认沽权证)

A put warrant gives you the right to sell the underlying asset at the strike price. Put warrants increase in value when the underlying asset's price falls. Use put warrants when you're bearish — when you expect the stock or index to go down.

Put warrants are also powerful hedging tools. If you hold a portfolio of Malaysian stocks and are worried about a market downturn, buying put warrants can protect your portfolio — similar to buying insurance. As I wrote in my Nanyang Siang Pau column: the best hedging tool for HSI call warrants is HSI put warrants.

This dual capability — profiting from both rising AND falling markets — is what makes structured warrants so versatile compared to simply buying stocks.

Key Factors That Affect Structured Warrant Prices

Understanding what drives warrant prices is essential before you start trading. Five key factors determine the price of a structured warrant:

1. Underlying Asset Price

The most direct factor. When the underlying share price moves in your favour (up for calls, down for puts), the warrant price increases.

2. Strike Price (Exercise Price)

The relationship between the current share price and the strike price determines the warrant's "moneyness":

  • In-the-money (ITM): Call warrant where share price > strike price (or put where share price < strike price). More expensive but lower risk
  • At-the-money (ATM): Share price ≈ strike price. Balanced risk-reward
  • Out-of-the-money (OTM): Call warrant where share price < strike price. Cheaper but higher risk of expiring worthless

3. Time to Expiry (Time Decay)

This is where many beginners get burned. Structured warrants lose value every day due to time decay (also called theta). This decay accelerates sharply in the last 30-45 days before expiry. Even if your directional view is correct, you may lose money if the market doesn't move fast enough.

4. Implied Volatility

Higher volatility in the underlying asset increases warrant prices (both calls and puts), because there's a greater probability of larger price movements. When market volatility spikes — like during the August 2024 panic selling — warrant premiums can surge dramatically.

5. Effective Gearing

Effective gearing tells you how many times the warrant price will move relative to a 1% change in the underlying asset. For example, a warrant with 8x effective gearing will move approximately 8% for every 1% move in the underlying stock.

Why Are Structured Warrants Popular in Malaysia?

  • Leverage with limited risk: Get amplified returns with your maximum loss capped at the premium paid
  • Profit in both directions: Use call warrants for bullish bets, put warrants for bearish bets or hedging
  • Low capital requirement: Start trading with much less capital compared to buying the underlying shares
  • Access to HSI: Trade Hong Kong Hang Seng Index warrants directly on Bursa Malaysia without needing an overseas account. HSI warrants are among the most actively traded structured warrants in Malaysia
  • No stamp duty: Structured warrants are exempt from stamp duty on Bursa Malaysia
  • Explosive growth: Daily trading value surged from RM56 million in 2023 to RM123 million in 2024, showing massive and growing trader interest

Common Mistakes Beginners Make with Structured Warrants

Based on my 32+ years in the market and having taught thousands of students, here are the most common mistakes I see:

  1. Holding warrants to expiry — Structured warrants are short-term trading instruments. Most successful traders exit well before expiry to avoid accelerated time decay
  2. Ignoring time decay — Every day you hold a warrant, it loses time value. This is the "silent killer" of warrant profits
  3. Choosing illiquid warrants — Avoid thinly-traded warrants. Compare by trading value (volume x average price), not just volume alone
  4. Confusing company warrants with structured warrants — These are fundamentally different instruments. Read my detailed comparison in Structured Warrants vs Options
  5. Over-leveraging — Just because warrants are cheap doesn't mean you should allocate all your capital to them. Proper risk management is essential
  6. Trading without a plan — Emotional decisions driven by fear and greed are the top reason traders lose money, even when they have the right market view

Who Are Structured Warrants Suitable For?

Structured warrants in Malaysia are suitable for:

  • Working professionals who want to trade actively but have limited time — warrants offer short-term opportunities that don't require constant monitoring
  • Short-term traders looking for leveraged exposure to Malaysian stocks and the HSI index
  • Portfolio hedgers who want to protect existing stock holdings during uncertain times using put warrants
  • Experienced traders seeking to amplify returns with defined risk

Structured warrants are NOT suitable for long-term investors looking to buy and hold, or for people who cannot afford to lose their investment capital.

Frequently Asked Questions

What are structured warrants in Malaysia?

Structured warrants are financial derivatives listed on Bursa Malaysia, issued by third-party financial institutions. They give holders the right — but not obligation — to buy (call warrant) or sell (put warrant) an underlying asset at a predetermined price before expiry. They are cash-settled, meaning no shares change hands at expiry.

How much money do I need to start trading structured warrants?

Structured warrants can be purchased for as little as a few sen per unit (minimum board lot is 100 units). However, experienced traders recommend starting with at least RM1,000-5,000 for proper position sizing and risk management.

What is the difference between structured warrants and company warrants?

Company warrants are issued by the company itself, typically alongside rights issues, and convert to shares at expiry. Structured warrants are issued by third-party financial institutions, are cash-settled at expiry, and are designed for short-term trading.

Can I lose more than my investment in structured warrants?

No. Your maximum loss is limited to the premium (price) you paid. Unlike short-selling or margin trading, you cannot lose more than your initial investment.

What are HSI structured warrants?

HSI structured warrants are warrants based on the Hong Kong Hang Seng Index, listed on Bursa Malaysia. They allow Malaysian traders to gain leveraged exposure to the Hong Kong stock market without opening an overseas account. HSI warrants are among the most actively traded structured warrants in Malaysia.

如果您一直在探索马来西亚股票市场,您很可能已经接触过结构性凭单——马来西亚交易所(Bursa Malaysia)上最活跃的交易工具之一。2024年,结构性凭单的日均交易额翻了一番多,从5600万令吉飙升至1亿2300万令吉。显然,越来越多的马来西亚交易者正在发现结构性凭单的威力。

但结构性凭单究竟是什么?它们与公司凭单或期权有何不同?您是否应该交易它们?

作为一个在马来西亚交易所担任投资者教育主管长达15年,在此之前在华侨银行(OCBC Bank)担任结构性产品和衍生品交易员的人,我从每个角度——产品开发者、监管者和交易者——都接触过结构性凭单。在本指南中,我将用通俗易懂的语言为您详细解读。

什么是结构性凭单?

结构性凭单(Structured Warrants)是在马来西亚交易所上市的金融衍生品,赋予持有人在指定到期日之前或当日,以预定价格(称为行使价执行价)买入或卖出标的资产的权利——但非义务。

马来西亚结构性凭单的关键特征:

  • 由第三方发行——结构性凭单由合格金融机构如投资银行(如Macquarie、Kenanga、RHB、CIMB、Maybank、Hong Leong)发行,而非标的公司本身
  • 到期现金结算——与公司凭单不同,结构性凭单以现金结算,不涉及股票交割。如果您的凭单在到期时为"价内",您将收到现金差额
  • 短期工具——结构性凭单通常有3至12个月的存续期,专为短期交易设计,而非长期持有
  • 杠杆效应——由于凭单价格仅为标的股票价格的一小部分,它们提供了对价格变动的杠杆敞口
  • 下行风险有限——您的最大亏损仅限于您支付的权利金,永远不会超过初始投资
"结构性凭单是马来西亚交易所上最好的交易工具之一。本质上,买卖结构性凭单就是交易标的资产预期的短期价格变动。" ——麦传球,南洋商报专栏

结构性凭单在马来西亚交易所如何运作?

马来西亚交易所的结构性凭单通过做市商系统运作。以下是其机制:

  1. 发行:金融机构(发行商)在马来西亚交易所创建并上市结构性凭单,指定标的资产、行使价、到期日和转换比率
  2. 做市:发行商充当做市商,持续提供买卖价格以确保流动性。这一点至关重要——做市商基于其做市义务进行买卖,而非基于他们对标的股票的看法
  3. 交易:您通过普通股票交易账户(CDS账户)买卖结构性凭单,就像买卖股票一样
  4. 结算:到期时,如果凭单为"价内",您将自动收到现金结算。如果为"价外",凭单将变得毫无价值

目前,马来西亚有6家凭单发行商。然而,只有两家——MacquarieKenanga——提供价格矩阵来帮助交易者评估公平定价。这是选择结构性凭单时的重要考量。

认购凭单 vs 认沽凭单

马来西亚有两种结构性凭单:

认购凭单(Call Warrants)

认购凭单赋予您以行使价买入标的资产的权利。当标的资产价格上涨时,认购凭单价值增加。当您看涨——预期股票或指数上涨时,使用认购凭单。

认沽凭单(Put Warrants)

认沽凭单赋予您以行使价卖出标的资产的权利。当标的资产价格下跌时,认沽凭单价值增加。当您看跌——预期股票或指数下跌时,使用认沽凭单。

认沽凭单也是强大的对冲工具。如果您持有马来西亚股票组合并担心市场下跌,买入认沽凭单可以保护您的投资组合——类似于购买保险。正如我在南洋商报专栏中所写:HSI认购凭单最好的对冲工具就是HSI认沽凭单。

这种双向能力——从上涨和下跌市场中获利——正是结构性凭单相比简单买入股票更具灵活性的原因。

影响结构性凭单价格的关键因素

在开始交易之前,了解什么驱动凭单价格至关重要。五个关键因素决定结构性凭单的价格:

1. 标的资产价格

最直接的因素。当标的股价朝有利方向变动时(认购凭单为上涨,认沽凭单为下跌),凭单价格上升。

2. 行使价(执行价)

当前股价与行使价之间的关系决定了凭单的"价值状态":

  • 价内(ITM):认购凭单中股价 > 行使价(或认沽凭单中股价 < 行使价)。价格较高但风险较低
  • 平价(ATM):股价 ≈ 行使价。风险回报平衡
  • 价外(OTM):认购凭单中股价 < 行使价。价格较低但到期归零的风险较高

3. 到期时间(时间衰减)

这是许多新手栽跟头的地方。结构性凭单每天都会因时间衰减(也称theta)而贬值。这种衰减在到期前30-45天会急剧加速。即使您的方向判断正确,如果市场变动不够快,您也可能亏损。

4. 隐含波动率

标的资产的较高波动率会增加凭单价格(认购和认沽均如此),因为价格大幅变动的概率更大。当市场波动率飙升时——如2024年8月的恐慌性抛售——凭单溢价可能急剧上升。

5. 有效杠杆

有效杠杆告诉您,标的资产每变动1%,凭单价格将变动多少倍。例如,有效杠杆为8倍的凭单,标的股票每变动1%,凭单价格将变动约8%。

为什么结构性凭单在马来西亚如此受欢迎?

  • 有限风险的杠杆:获得放大回报,最大亏损仅限于所支付的权利金
  • 双向获利:看涨用认购凭单,看跌或对冲用认沽凭单
  • 低资金门槛:与购买标的股票相比,以更少资金开始交易
  • 投资HSI:直接在马来西亚交易所交易香港恒生指数凭单,无需开设海外账户。HSI凭单是马来西亚最活跃的结构性凭单之一
  • 免印花税:结构性凭单在马来西亚交易所免征印花税
  • 爆发式增长:日均交易额从2023年的5600万令吉飙升至2024年的1亿2300万令吉,显示出巨大且不断增长的交易者兴趣

新手常犯的结构性凭单错误

基于我32年以上的市场经验和教导数千名学生的经历,以下是我见到的最常见错误:

  1. 持有凭单至到期——结构性凭单是短期交易工具。大多数成功的交易者会在到期前充分提前退出,以避免加速的时间衰减
  2. 忽视时间衰减——您持有凭单的每一天,它都在失去时间价值。这是凭单利润的"隐形杀手"
  3. 选择流动性差的凭单——避免交易量稀薄的凭单。以交易额(成交量 x 平均价格)而非仅以成交量来比较
  4. 混淆公司凭单与结构性凭单——这是本质不同的工具。请阅读我在结构性凭单 vs 期权中的详细比较
  5. 过度杠杆——凭单价格低廉并不意味着您应该将所有资金投入其中。适当的风险管理至关重要
  6. 无计划交易——由恐惧和贪婪驱动的情绪化决策是交易者亏损的首要原因,即使他们的市场判断是正确的

结构性凭单适合哪些人?

马来西亚的结构性凭单适合:

  • 上班族——想要积极交易但时间有限的人,凭单提供不需要持续监控的短期机会
  • 短线交易者——寻求对马来西亚股票和HSI指数进行杠杆投资的人
  • 投资组合对冲者——在不确定时期希望使用认沽凭单保护现有股票持仓的人
  • 资深交易者——寻求在风险可控的情况下放大回报的人

结构性凭单不适合寻求长期买入持有的投资者,或无法承受投资本金损失的人。

常见问题

马来西亚的结构性凭单是什么?

结构性凭单是在马来西亚交易所上市的金融衍生品,由第三方金融机构发行。它们赋予持有人在到期前以预定价格买入(认购凭单)或卖出(认沽凭单)标的资产的权利——但非义务。它们以现金结算,到期时不涉及股票交割。

我需要多少资金才能开始交易结构性凭单?

结构性凭单每单位仅需几仙即可购买(最小交易单位为100单位)。但经验丰富的交易者建议至少以RM1,000-5,000起步,以便进行适当的仓位管理和风险控制。

结构性凭单与公司凭单有什么区别?

公司凭单由公司本身发行,通常随附加股发行,到期时转换为股票。结构性凭单由第三方金融机构发行,到期以现金结算,专为短期交易设计。

结构性凭单的亏损会超过我的投资吗?

不会。您的最大亏损仅限于您支付的权利金(价格)。与卖空或保证金交易不同,您不可能亏损超过初始投资。

什么是HSI结构性凭单?

HSI结构性凭单是基于香港恒生指数的凭单,在马来西亚交易所上市。它们让马来西亚交易者无需开设海外账户即可获得对香港股市的杠杆敞口。HSI凭单是马来西亚最活跃的结构性凭单之一。

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